U5 WRONG? FIRED? FIGHT BACK- FINRA EXPUNGEMENT LAW FIRM (United States) New York City

Published date: August 30, 2014
  • Location: Manhattan, New York City, New York, United States

If you currently an associated person (broker) of FINRA employed by broker-dealer or if you ceased your employment with a broker-dealer, inaccurate information regarding your employment may be in the Central Registration Depository (CRD).

The only method available to remove inaccurate information is by filing an arbitration claim with FINRA, requesting expungement. An FINRA arbitration claim for expungement can also include claims for defamation, wrongful termination, discrimination.

Our firm understands the significance of inaccurate information contained in a broker's CRD report, as it can easily be access via FINRA's online search, BrokerCheck .

Our firm has successfully removed inaccurate information from our clients' CRD reports, including:
• claims of fraud
• misconduct
• violation of company policy
• non-securities related violations
• insubordination

We have developed an efficient, aggressive arbitration strategy to complete the FINRA expungement process in a manner that is affordable to our clients. Our firm's attorneys have recovered millions of dollars for their clients, including associated persons of FINRA.
In addition to filing claims for expungement, we can include (if applicable) claims for the filing:
~Hostile work environment
~Sexual harassment
~Unwanted physical touching
~Gender discrimination
~Race discrimination
~Unpaid vacation or overtime
~Denial of unemployment benefits
~U5 defamation

For a complimentary consultation, please complete the form located at http://www.nylawstockfraud.com/U5-Expungement.html or send an e-mail to our firm. All communication is confidential.

Imbesi Christensen
450 Seventh Avenue, 14th Floor
New York, NY 10123
www.lawicm.com
212-736-0007

***Our contingency clients do not pay a legal fee unless they recover money ***
***Our attorneys have recovered millions of dollars for their clients***


Recent Press Releases:

Press Release: Vincent Imbesi wins FINRA arbitration hearing on behalf of FINRA broker. Arbitration panel awards full expungement, declaring initial "reason for termination" defamatory.

Press Release: New York Supreme Court grants Imbesi Christensen's petition to confirm FINRA arbitration award grant expungement for FINRA broker

Press Release: Imbesi Christensen successfully negotiates a severance agreement for FINRA broker (including Form U5 "Reason for Termination" language) after broker is terminated.

Press Release: Firm wins UI hearing on behalf of FINRA broker (see A.L.J. Case No. 012-30087)

Press Release: Forbes documents recent FINRA victory on behalf of firm's client.

Press Release: Imbesi Christensen wins FINRA arbitration; Broker's request for expungement granted.


Prior results do not guarantee future success. Attorney Advertisement. All communication will be kept confidential.

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